$175MM AUM | $460,000 GDC in
I am a 401K expert. Obviously, the majority of my book of business is invested in Mutual Funds. I do have some Variable Annuities on the books and very little Life Insurance (75 Accounts) and Long Term Care (24 Accounts). I have approximately 300 Wealth Management Accounts and approximately 100 401K Accounts. 100% of my revenue generated is commission based.
I'm looking to merge with a firm or an advisor that could potentially end up being my succession plan. I'm also open to making a straight sale of my book if I can come to good terms with the buyer. In the latter case, I would want to stay on board for at least 3-6 months during the transition in order to service the account.