Overview

Interested in acquiring a book of business under $75MM in total AUM. Looking for an opportunity with an advisor who has built solid relationships with clients and is looking to transition out over time. Similar practice management to mine would be ideal - high percentage fee based, discretionary ETF / MF models, financial planning to the clients who are interested, and billing clients via % of AUM. I also do corporate retirement plans.

I've been licensed since 2007 with a clean record. I hold a Series 7, 66, 31, and an insurance license. The designations I hold are a CFP®, AIF®, CRPS®, CRPC®, & CPFA™.


Last Activity
this week

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred Blurred Blurred
Resources
Loading...