Overview

We are interested in meeting RIAs to acquire / merge or who would like to explore a succession planning option for their business. We are also interested in meeting other aspiring advisors who could use a strong back office or third party asset management partner. We are exploring many avenues to high margin, efficient growth that delivers a high touch service model with best in class portfolio and risk management alongside useful financial planning.

We have successfully completed a merger transaction that provided a succession plan and continuity for an out of state advisor and we continue to explore other transactions alongside our organic growth.

Our principals each have more than 15 years of experience in asset management, RIA firm leadership, investment banking and due diligence. We are CFA charterholders as well.

Last Activity
within 6 months

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred

Third Party Money Managers

Blurred

Mutual Funds

Blurred Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred
Resources
Loading...