Overview

We are a two owner firm with two office admin and two external sales reps. at a branch office outside of my own. We are a hybrid firm with our own Independent RIA and a BD Affiliation with Triad-Advisors. I am the OSJ & Compliance Officer. We work with individual investors and ERISA retirement plans. We previously made an acquisition in 2007 in which we paid the seller within 30 months. We used a combination of Personal funds and Seller Financing. We retained 90% of the AUM.

Last Activity
this month

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred

Mutual Funds

Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred

Technology Solutions

Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred Blurred Blurred
Resources
Loading...