$120MM AUM | $800,000 GDC in Fullerton, CA

Market
Advisor
Member Level
Premier
Last Activity
2 weeks
General
Listing Type
Buyer
Location
Fullerton, CA, US
Fee 0% Commission 100%
$800,000
Gross Revenue
350
# of Accounts
62
Avg Client Age
Overview

Regional wealth management firm looking for growth opportunities through acquisition.

We are a registered investment advisor (RIA) and FINRA registered principal. We have a disciplined engagement and follow up system for leading the client through the financial planning process. We successfully merged another firm into ours in 2015 and have had terrific retention and client satisfaction with the transition.

We also offer retirement plan services and have a book of 401(k) business.

We'd like to do the same with you. Please reply!

Extended Profile Information

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