$1,000MM AUM | $9MM GDC in Newport Beach, CA

Member Level
Last Activity
6 months or more
Listing Type
Buyer | Merge
Newport Beach, CA, US
Fee 0% Commission 100%
Gross Revenue
# of Accounts
Avg Client Age

We are a registered investment advisor specializing in working with ultra affluent clients, the majority of whom own and operate family-owned or privately-held businesses. We get hired 95% of the time with a wealth preservation/income mandate.

We provide our clients with a high-touch, comprehensive wealth management platform. Our services range from portfolio construction and management to estate planning, succession planning, assisting with asset acquisitions and dispositions and strategic planning. We are also very active in assisting our clients with the disposition of their businesses, recognizing that most do not have a succession team in place.

We also find that our clients have a strong appetite for Class A multifamily residential real estate properties, as well as Class A office properties as a surrogate for fixed income investing in our current low interest rate environment.

Our business is still in the growth mode and we are interesting in acquiring books of business from advisors looking to exit the industry and also folding in like minded advisors to our practice via merger.

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