$20MM AUM | $180,000 GDC in
White Plains, NY
I am a financial advisor looking to purchase financial practices to supplement my own practice. One of the largest Broker-Dealers is supporting my efforts to purchase an existing practice and can help close a transaction seamlessly and quickly. The purchase of an existing RIA is also desirable. I have extensive Wall Street investment banking experience (mergers & acquisitions and IPOs) in Manhattan. I am also a CPA, MBA and ChFC with emphasis on managing portfolios for small businesses, trusts, pension plans and HNW individuals. I utilize Managed Accounts and Asset Allocation Portfolios, and to a lesser extent, trading accounts, variable annuities and life insurance.
I am looking for practices with $10 - $50 million in AUM with similar clientele. I am most flexible with seller involvement and terms of a transaction.