Overview

I am a financial advisor looking to purchase financial practices to supplement my own practice. One of the largest Broker-Dealers is supporting my efforts to purchase an existing practice and can help close a transaction seamlessly and quickly. The purchase of an existing RIA is also desirable. I have extensive Wall Street investment banking experience (mergers & acquisitions and IPOs) in Manhattan. I am also a CPA, MBA and ChFC with emphasis on managing portfolios for small businesses, trusts, pension plans and HNW individuals. I utilize Managed Accounts and Asset Allocation Portfolios, and to a lesser extent, trading accounts, variable annuities and life insurance.

I am looking for practices with $10 - $50 million in AUM with similar clientele. I am most flexible with seller involvement and terms of a transaction.

Market
Advisor/RIA
Member Level
Lite
Last Activity
this month

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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Insurance Business

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