Overview

2 partner team with 10 support staff that include traders, research, inside support, operations and compliance. Duel licensed RIA/RR - managing our own client's investments and those of solicitor IARs with selling agreement with other other broker dealers.
Seeking purchase and provide transition to exiting RRs or RIA practices.


Last Activity
6 months or more

Business Data

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Clearing Firm / Custodian

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