$250MM AUM | $5MM GDC in Cincinnati, OH

Member Level
Last Activity
6 months or more
Listing Type
Buyer | Join A Practice
Cincinnati, OH, US
Fee 0% Commission 100%
Gross Revenue
# of Accounts
Avg Client Age

I am an active financial adviser at an SEC classified large RIA in Cincinnati, OH. I am seeking RIA fee based successorship opportunities or buyout opportunities. I currently have over 6 years of financial adviser experience in addition to 4 years of legal experience. I am a graduate of the University of Cincinnati College of Law and am a licensed attorney in multiple state and federal courts. I have my CFP credential and am currently working towards the CFA credential. I am actively engaged in all aspects of RIA business, including but not limited to: client intake/planning, technology progression/implementation, trading, allocation management, estate planning, tax planning, and insurance analysis.

I am seeking a potential successorship opportunity or buyout opportunity of mainly fee based RIA business. I welcome the opportunity to discuss potential arrangements if you are near retirement or are actively seeking someone to be a successor/buyout candidate.

Thank you!

Business Mix Info

Blurred Business Mix
Blurred Fund

Clearing Firm / Custodian

Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred Blurred

Variable Annuities

Blurred Blurred Blurred

Insurance Business

Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred