Overview

Hi! I'm Dave. I am looking to be a successor or buyer of a financial advisory book or firm. I have experience buying/merging books of business in the past, and have the staff/rep-advisors, and resources to acquire or help transition or merge other rep-advisors looking to make a change.

I am a CFP, ChFC, CLU, CASL, RHU, REBC, CFS. I became licensed during college 13 years ago, and expect to work full time in this career for another 32 years (or more). I, nor any of the rep-advisors in my branch, have any disciplinary history. I have experience with changing broker-dealers/custodians, and practice merger/acquisition and succession planning with another 30-year experienced advisor with a highly loyal, long-tenured client base. I and my team have experience servicing widely mixed books of VAs, Mutual Funds, Insurance, Brokerage, and fee-based accounts including discretionary and 3rd-party. I have transitioned much of my current book to fee-based where appropriate for the client. I have transitioned a paper only and low-technology practice to paperless and high-tech. I have taught CPE continuing education for CPAs and "play well in the sandbox" with other professional advisors.

I have multiple young (under 40), ethical, highly qualified and credentialed rep-advisors inside of my branch and we have the ability to be mobile and serve our communities' financial advisory needs, and provide needed succession planning and transition financing to rep-advisors looking towards retirement or a merger. Contact me if you have any interest or to discuss.

Last Activity
today

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred Blurred Blurred

Variable Annuities

Blurred

Insurance Business

Blurred Blurred Blurred

Technology Solutions

Blurred

CRM Systems

Blurred
Resources
Loading...