Overview

$460MM AUM / $4.5MM Gross Revenue / Our practice is very well diversified between Stocks, Bonds, Mutual Funds, ETFs and Annuities. We're portfolio builders. We have approximately 5,500 accounts and roughly 25% of the practice is fee based.

We are also an RIA and have been in the business since '94. We have 122 reps in 22 states. We're looking to purchase a Broker Dealer that is already established with it's own current reps. We are looking for a "Retail" Broker Dealer only! Preferably the Annual Revenue would be under $1.5MM. Preliminary terms would be something along the lines of a 5% payout up front based on Gross Revenue and a 6% payout each year from there for up to 5 years.

With our low monthly fees and high payout, our new pay is the highest in the industry.

Market
IBD
Member Level
Premier
Last Activity
within 6 months
Listing Age
448 days old

Business Data

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Clearing Firm / Custodian

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