Market
IBD
Member Level
Basic
Last Activity
this week
Profile Age
28 days old
General
Location
Knoxville, TN, US
Profile Type
Seller
Fee 0% Commission 100%
AUM
$76,000,000.00
Gross Revenue
$577,000.00
12 month EBITDA
$201,900.00
# of Advisors
2
Years in Business
15
Ownership Structure
LLC
Allow Independent RIA
Yes
Overview

I am looking to sell off the BD assets that I have with our firm. We are focusing solely on RIA and no
Longer wish to hold these assets. There is an advisor that will need to stay on to service. He is also an IAR of our RIA so it will be to be a RIA friendly BD. Ideally needs to stay with Pershing to facilitate smooth transition. Total AuM is below
Pershing $50,832,924
Mutual Funds $11,842,596 (on DST)
Guggenheim $ 5,748,148
Annuities $ 8,951,916

Clearing Firm / Custodian

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