Mostly mutual funds through a range of fund companies. Majority is retirement 403B's and IRA with the rest as Individual. Currently have around 100 clients and many of them are current or retired teachers. Looking to sell partial or all depending on the offer as I am looking to focus more on my Tax business. 100% commission based with recurring 12B-1 per quarter. Assets are mostly A shares with around 2.5 million in C shares. 1.3 million in Prudential VA's with the surrender period on those accounts ending in 2021. All mutual fund accounts are surrender charge free. This business has been servicing teachers from Orange County schools since 1974 and was originally started by my father. Clients are loyal and have been with my practice for a long time with some going back 30 plus years. Number of accounts is around 650.

I would prefer an Orange County buyer as client base is mostly in Orange County. There are clients in several states. Office is Located in Yorba Linda.

Last Activity
6 months or more
Listing Age
883 days old

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