Overview

Spent nearly 15 years as a vice-president and field wholesaler with Franklin Templeton Investments, past 10 years in western New York State and northwestern Pennsylvania. Transitioned to Financial Advisor with EMS Wealth Management (clears through Cadaret, Grant and Co., Inc.) back in October. I am looking to buy a book while building a business. Anticipate a 75/25 Fee Based to Commission balance. Fully licensed and registered Life, P & C, S7, S24, S63 & S65. Ideal opportunity would be in the $15 - $50 million AUM.

Market
IBD
Last Activity
within 6 months

Business Data

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Clearing Firm / Custodian

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