Overview

I am an Investment Advisor / RIA Rep. who is considering a merger, joining another practice or forming a new RIA. Most of my business is fee-based assets under management which I manage using Fidelity's IWS platform. I do work with some TAMP's as well as manage my own portfolios.

My business focus has been affluent clients and small business owners. I do a lot of work helping business owners establish their own retirement plans. I am well versed in 401k Profit-sharing plans.

I previously was a Mortgage Broker. I successfully owned and operated my own mortgage company while building a fee-based wealth management practice over the last 20 years. With my extensive real estate background, I am now also focusing on bringing in new clients for DST 1031's.

One of my greatest strengths is building and maintaining trusted relationships with my clients. I am passionate about what I do and am excited to share this passion with another professional.

I have independently built a strong successful practice. I am now looking to collaborate with other like-minded financial professionals who would like to share staff, overhead and be motivated to growing a practice with me to a higher level. Also, I am very interested in having someone to have a continuity and succession plan with.


Last Activity
6 months or more

Business Data

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