Overview

I run a 3 person team (myself, a CSA and senior wealth associate) and am currently at a wirehouse. Ideally I’d like to join or form an independent firm that will be able to serve the needs of the high net worth client in a holistic planning sense while embracing technology and be able to grow organically. I am a senior portfolio manager and run discretionary models comprised of ETF’s, mutual funds and individual equities. I also utilize VA’s for income and structured notes for tactical investments. I have experience with hedge funds and private equity as well. I hold the CIMA and CPWA designations and am working on completing my CFP. I would be open to discussions regarding helping an independent advisor form a succession plan with me where I would join that firm to do so. I have media and tv experience and would look to establish a local presence with news outlets as well as commercials to form a local brand. Over time I would look to grow the firm by recruiting other advisors. Ownership and equity would be a must.


Last Activity
6 months or more

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred

Variable Annuities

Blurred

Insurance Business

Blurred Blurred Blurred Blurred

Technology Solutions

Blurred

CRM Systems

Blurred Blurred Blurred
Resources
Loading...