Virtual SEC Registered Investment Advisory Firm looking to fold advisers and/or firms into a 'cost-based' structure which maximizes earnings for advisers, allows freedom to run your own business with 'adult supervision' of compliance and regulatory affairs. Affords all advisers legal representation from the principal of firm who is a highly regarded attorney experienced in dealing with the SEC.

Bring your book to a truly open platform where you can serve your clients first, maximize your earning potential next, and have the freedom to manage your own affairs. If you are frustrated, don't sell out before you inquire. We can build a successful succession plan and exit strategy for your business.

Do your Insurance business however you desire. Kept separate, and disclosed.

Last Activity
6 months or more

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers


Mutual Funds

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Variable Annuities


Insurance Business


Technology Solutions

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CRM Systems