Overview

We are looking to acquire a qualified plan book of business perhaps from a retiring adviser or one who has concerns about upcoming DOL regulations. Focused within Metro Boston, North Shore or Southern NH. We run a qualified retirement plan book of business that constitutes 75% of our annual revenue. Focus is primarily 401k, 403b and a more limited number of DB/Cash Balance plans. We have received national accolades and have a strong client service focus with no proprietary product conflicts. We can operate on a fee only 3(21) or commission basis. Remaining revenue is derived from wealth management, financial planning, annuity, insurance sales.

Also open to buying a smaller wealth management book of business. $10 to $25 million in assets with client concentrated Metro North - North Shore of Boston.

Last Activity
6 months or more

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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Variable Annuities

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Insurance Business

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