Overview

We are an independent broker-dealer firm AND an independent RIA named as one of Barron's Top 100 RIA firms. We are advisor-centric and client-focused.

We offer advisors the ability to grow their own independent practice while providing the professional management necessary so they can focus purely on clients and not spend time worrying about running their business (we cover 100% of office expenses, technology, compliance, operations, trading, and the full health and retirement/employment benefits of a W-2 employee).

For brokers: we are looking for FAs at Wells Fargo, Merrill Lynch, UBS, Edward Jones, etc. who are tired of being forced to sell bank products, unhappy about their increasing payout thresholds or just want to feel like part of a team.

For RIAs: we want to be the succession plan for RIA owners who are ready to monetize or have smaller RIA teams join us so we can all grow together.

What we can pay you: depending on the size of your business and other factors, we may pay anywhere from 1-4x TTM, which can be comprised of cash, equity, or enhanced take-home revenue.

If you are considering a move, contact us and we'll give honest feedback about what we can offer you.

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